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FINRA Investment Company and Variable Contracts Products Representative (IR): FINRA-SERIES-6

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FINRA Investment Company and Variable Contracts Products Representative (IR): FINRA-SERIES-6

Want to pass your FINRA Investment Company and Variable Contracts Products Representative (IR) FINRA-SERIES-6 exam in the very first attempt? Try Pass2lead! It is equally effective for both starters and IT professionals.

  • Vendor: FINRA
  • Exam Code: FINRA-SERIES-6
  • Exam Name: FINRA Investment Company and Variable Contracts Products Representative (IR)
  • Certifications: FINRA Certifications
  • Total Questions: 60 Q&As
  • Updated on: Dec 10, 2024
  • Exam retired
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Free FINRA-SERIES-6 Exam Questions in PDF Format

Related FINRA Certifications Exams

FINRA-SERIES-6 Online Practice Questions and Answers

Questions 1

A bond issued by the Needy Corporation pays an 8% coupon, matures in ten years, and is selling for its face value of $1,000. The yield-to-maturity on this bond is:

A. less than its coupon rate of 8%

B. greater than its coupon rate of 8%.

C. equal to its coupon rate of 8%.

D. indeterminable with the information provided.

Show Answer

Questions 2

Which of the following is a characteristic of a mutual fund?

A. shares may sell below net asset value

B. shares are bought and sold through the fund

C. shares are sold on exchange floors

D. the fund has a fixed number of shares that can be sold

Show Answer

Questions 3

Ralph has a traditional IRA from which he has yet to make any withdrawals. Ralph will be turning 70 ½ in June, 2011.According to the required minimum distribution rule associated with traditional IRAs, Ralph is required to start withdrawing funds from this account:

A. no later than the day after he turns 70 ½.

B. on April 15, 2011.

C. on April 1, 2012.

D. on April 15, 2012.

Show Answer More Questions

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